![]() ![]() BHP Capital NY, Inc., and Bryan PantofelĬase Number: 23-cv-22233 (United States District Court for the Southern District of Florida)ĭate of Qualifying Judgment/Order: June 29, 2023 Matic Foresee, Inc., The Commission Pdx, LLC The Policy Pdx, LLC Innings 150, LLCĬase Number: 23-cv-00959 (United States District Court for the District of Oregon)ĭate of Qualifying Judgment/Order: July 11, 2023Īdministrative Proceeding File No.: 3-21535ĭate of Qualifying Judgment/Order: July 21, 2023 SEC Office of the Whistleblower (c/o ENF-CPU) Whistleblower Award Applications submitted by mail or fax should be sent to: Generally, submissions are acknowledged within 60 days. We strongly encourage Form WB-APPs to be submitted by email to Duplicate submissions of a Form WB-APP by multiple methods (e.g., fax, email, and mail) are discouraged as they may cause delays. Once a Notice of Covered Action is posted, individuals have 90 calendar days to apply for an award by submitting a completed Form WB-APP to the Office of the Whistleblower by midnight on the claim due date listed for that action. ![]() Subject to the Whistleblower Amended Rules, individuals who voluntarily provided the SEC with original information after Jthat led to the successful enforcement of a covered action listed below are eligible to apply for a whistleblower award. By posting a Notice for a particular case, we are not making any determinations either that (i) a whistleblower tip, complaint or referral led to the SEC opening an investigation or filing an action with respect to the case or (ii) an award to a whistleblower will be paid in connection with the case. ![]() The inclusion of a Notice means only that an order was entered with monetary sanctions exceeding $1 million. We post Notices of Covered Action for each SEC action where a final judgment or order, by itself or together with other prior judgments or orders in the same action issued after July 21, 2010, results in monetary sanctions exceeding $1 million. ![]()
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